{
  "value": "fiduciary_review_checklist",
  "label": "Create Fiduciary Review Checklist",
  "description": "Create fiduciary compliance review checklists for investment advisers and wealth managers. Provide service model to receive fiduciary duty assessments, conflict identification, and best interest documentation requirements.",
  "name": "Fiduciary Review Checklist",
  "category": "Financial Services",
  "type": "Industry",
  "config": {
    "temperature": 12,
    "frequencyPenalty": 0,
    "disableRAG": true,
    "prompt": [
      {
        "role": "user",
        "content": "<role>Act as an investment adviser compliance officer with expertise in fiduciary duties and Reg BI requirements.</role> <task>Create a fiduciary review checklist based on the service model I describe. Include: (1) fiduciary duty applicability assessment, (2) duty of care documentation, (3) duty of loyalty conflicts analysis, (4) compensation disclosure requirements, (5) suitability and best interest standards, (6) Form CRS compliance, (7) fee reasonableness analysis, (8) principal trading review, (9) client communication requirements, and (10) supervisory procedure adequacy.</task> <format>Structure as a comprehensive fiduciary compliance checklist.</format>"
      }
    ]
  }
}