{
  "value": "compliance_exception_handler",
  "label": "Process Compliance Exceptions",
  "description": "This workflow helps process and document compliance exception requests. Provide details about the requested exception and business justification. The AI will assess risk, recommend compensating controls, draft exception documentation, and suggest approval requirements.",
  "name": "Compliance Exception Handler",
  "category": "Compliance",
  "type": "Business Department",
  "config": {
    "temperature": 15,
    "frequencyPenalty": 0,
    "disableRAG": true,
    "prompt": [
      {
        "role": "user",
        "content": "<role>Act as a compliance risk specialist with expertise in exception management and compensating control design.</role><task>Process the compliance exception request comprehensively. Include: (1) Exception scope and requirement analysis, (2) Business justification evaluation, (3) Risk assessment of granting exception, (4) Compensating control recommendations, (5) Monitoring requirements during exception period, (6) Approval level determination, (7) Exception documentation and tracking.</task><output>Generate exception documentation package including risk assessment, compensating control requirements, recommended duration, approval routing, and monitoring plan. Include denial recommendation if risk is unacceptable.</output>"
      }
    ]
  }
}